FinGarde Understands Our Needs as an RIA

The services we receive through FinGarde has helped us address specific concerns and issues that we have with operations and compliance.

Because FinGarde works specifically with RIAs, they understand the technology challenges and security requirements that are specific to wealth management firms. FinGarde’s ability to help us navigate the unique regulatory requirements that we have as an RIA is a great benefit to us. We greatly appreciate the timeliness of responses and the timeliness of implementing improvements and enhancements.

The comprehensive nature of solutions has been a benefit as well (phone system, hardware, software solutions, compliance consulting). FinGarde goes beyond general IT help and support. FinGarde proactively brings recommendations on how to improve your business’ technology stack as well as assistance with ensuring that you’re compliant with SEC and FINRA requirements.

Benj Advisor / Chief Compliance Officer, Ohio RIA

Time and Money Well Spent, FinGarde Gives Us Confidence In Our IT systems

FinGarde gives us confidence in our IT systems. We know that current and future needs will be addressed, and our systems are far more secure than if managed in-house.

FinGarde is incredibly clear and punctual in communication; they set proper expectations and simplify the process of implementing new tools and systems. Anyone looking to partner with an IT firm should know that working with FinGarde is time and money well spent.

Not only does it give our firm the confidence that all of our security needs are being met.  The partnership has created more ease for our team. This partnership will allow any firm to focus their time on what they do best, work on the business not in the business.

Erica Advisor / Chief Operating Officer, California RIA

Responsive, Vigilant and Worry Free!

With FinGarde managing our IT, we know our systems and technology will be online and ready to use. When we do have a question or a need, they are right there with a solution. We don’t have to wonder if or when they’ll respond. FinGarde doesn’t just satisfy the regulations of our industry, they satisfy our needs. They protect our network with the same vigilance as if it was their own. We trust FinGarde…and trust is everything in our world.

Christopher CEO / Managing Partner, Ohio RIA

Highly-Responsive, Dedicated to Our Success!

Within a few minutes of talking to Mark, you discover his passion and knowledge for the world of technology, along with his overwhelming desire to help others succeed. Technology is a necessity to run an efficient business, but with so many external threats, it is a relief to know I have a trusted security program guarding my digital workflow. FinGarde has been highly responsive to any technology-related situation I’ve encountered. I don’t have to worry about being out of service for an entire work day, allowing me to serve my clients with minor disruption.

Greg Owner, Ohio RIA

Trustworthy and Dependable!

I know I can trust Mark and depend upon FinGarde to give us the help and direction we need, so our technology is working for the benefit of our clients and partners.

Their solutions have helped us as we’ve added sites and extended services, provided true cost-savings through system integration, and anticipated the rigorous data security needed to protect our clients and partners. Mark and his team are personable and easy to work with.

They make very technical concepts clear, so we can make well-informed decisions. We consider him a valued member of our team!

Liz Executive Director, Ohio Non-Profit

Honest, High-Quality Work!

Mark is honest and willing to fully answer any questions that arise. It is easy to see by his preparation, quality of work, and follow-up that he wants only the best for me and my business. We have peace of mind that the computer piece of our business is handled and any issue that could come up can be resolved quickly. FinGarde has provided the IT we need to support our growing business and promote a good work/life balance.

Cynthia & Foster Owners

Client and firm information has been redacted for security purposes. Prospective clients will be given a complete list of reviews with contact information for referrals.